Requirements for Derivative Clearing Orgnizations

Requirements for Derivatives Clearing Organizations

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0076 can be found here:

Documents and Forms

Document Name Document Type

no available documents/forms check other ICs listed under this ICR

Information Collection (IC) Details

IC Title:	Requirements for Derivative Clearing Orgnizations	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 39.13 17 CFR 39.14 17 CFR 39.15 17 CFR 39.3 17 CFR 39.16 17 CFR 39.18 17 CFR 39.12

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title: Enterprise Surveillance, Oversight & Risk Monitoring System	FR Citation: 77 FR 58814

Number of Respondents: 82	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	21,904	21,853	51
Annual IC Time Burden (Hours)	72,890	70,887	2,003
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.