Information Management Requirements for Derivatives Clearing Organization

ICR 201809-3038-002

OMB: 3038-0069

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2018-09-26
Supporting Statement A
2018-09-26
Supplementary Document
2018-09-20
IC Document Collections
ICR Details
3038-0069 201809-3038-002
Historical Active 201502-3038-001
CFTC
Information Management Requirements for Derivatives Clearing Organization
Revision of a currently approved collection   No
Regular
Approved without change 12/21/2018
Retrieve Notice of Action (NOA) 09/26/2018
  Inventory as of this Action Requested Previously Approved
12/31/2020 36 Months From Approved 12/31/2018
4,096 0 3,584
44,054 0 6,794,060
0 0 6,806,660

Part 39 of the Commission’s regulations establishes information management requirements for registered DCOs. The Commission will use the information in this collection to assess compliance of DCOs with requirements for DCOs prescribed in the Commodity Exchange Act and Commission regulations.

US Code: 7 USC 7a-1 Name of Law: CEA
  
None

Not associated with rulemaking

  83 FR 34986 07/24/2018
83 FR 48603 09/26/2018
No

1
IC Title Form No. Form Name
Information Management Requirements for Derivatives Clearing Organizations.

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4,096 3,584 0 512 0 0
Annual Time Burden (Hours) 44,054 6,794,060 0 -6,750,006 0 0
Annual Cost Burden (Dollars) 0 6,806,660 0 -6,806,660 0 0
No
Yes
Miscellaneous Actions
This submission includes adjustments to the number of respondents and to costs to reflect current data, and to make calculation adjustments to the previous submission.

$127,680
No
    Yes
    No
No
Yes
No
Uncollected
Edwin Yoshimura 312 596-0562 eyoshimura@cftc.gov

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/26/2018


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