Annual Survey of Entrepreneurs

Forms and Documents

Document Name	Status
2016 ASE OMB Form 83-I 2.23.17.pdf Supplementary Document	2017-03-17
ASE PRA Executive Summary Form v1.1_ 2-15-17.docm Supplementary Document	2017-03-17
Attachment D - ASE Cognitive Testing Report.pdf Supplementary Document	2017-03-17
Att D - 2015 ASE cog testing report.pdf Supplementary Document	2016-03-01
16ASE OMB Supporting Statement Part B 2.23.17.docx Supporting Statement B	2017-03-17
Annual SBO Findings & Recommendations_Final.pdf Supplementary Document	2015-07-30
16ASE OMB Supporting Statement Part A_2.23.17.docx Supporting Statement A	2017-03-17

IC Document Collections

IC ID	Document Title	Status
217701	Annual Survey of Entrepreneurs Other-Initial and Followup Letters to Respondents	Modified

ICR Details

OMB Control No: 0607-0986	ICR Reference No: 201703-0607-004
Status: Historical Active	Previous ICR Reference No: 201603-0607-001
Agency/Subagency: DOC/CENSUS	Agency Tracking No:
Title: Annual Survey of Entrepreneurs
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/17/2017
	Date Received in OIRA: 03/24/2017
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2020	06/30/2019	06/30/2019
Responses	290,000	0	290,000
Time Burden (Hours)	169,167	0	169,167
Cost Burden (Dollars)	0	0	0

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Abstract: The Census Bureau conducts the Annual Survey of Entrepreneurs to improve the timely measurement of business dynamics in the United States. Data are used by government programs, industry leaders, economic and social analysts/researchers and entrepreneurs. Data are used to assess business assistance needs; plan, direct and assess programs; and analyze economic conditions. The data are needed to evaluate the extent and growth of business ownership by women, minorities, and veterans. ASE is a sample survey of 290,000 employer businesses that report business activity to the IRS (forms 941, 944, or 1120).

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Authorizing Statute(s): US Code: 13 USC 8(b), 131, 182 Name of Law: null
   EO: EO 11625 Name/Subject of EO: Section 1(a)(3)
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 89892	12/13/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 14870	03/23/2017
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Annual Survey of Entrepreneurs	2016 ASE Worksheet	2016 ASE Worksheet

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	290,000	290,000	0	0	0	0
Annual Time Burden (Hours)	169,167	169,167	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $3,400,000

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/24/2017

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