10 CFR Part 21, Reporting of Defects and Noncompliance

ICR 201612-3150-007

OMB: 3150-0035

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2016-12-29
IC Document Collections
IC ID
Document
Title
Status
33262
Modified
ICR Details
3150-0035 201612-3150-007
Historical Active 201312-3150-003
NRC
10 CFR Part 21, Reporting of Defects and Noncompliance
Extension without change of a currently approved collection   No
Regular
Approved without change 02/13/2017
Retrieve Notice of Action (NOA) 12/30/2016
In accordance with 5 CFR 1320, the information collection is approved for three years.
  Inventory as of this Action Requested Previously Approved
02/29/2020 36 Months From Approved 02/28/2017
531 0 447
43,565 0 34,705
3,256 0 2,741

Part 21 of title 10 of the Code of Federal Regulations (10 CFR), requires each individual, corporation, partnership, commercial grade dedicating entity, or other entity subject to the regulations in this part to adopt appropriate procedures to evaluate deviations and failures to comply to determine whether a defect exists that could result in a substantial safety hazard. Depending upon the outcome of the evaluation, a report of the defect must be submitted to the NRC. Reports submitted under 10 CFR part 21 are reviewed by the NRC staff to determine whether the reported defects or failures to comply in basic components at the NRC licensed facilities or activities are potentially generic safety problems. These reports have been the basis for the issuance of numerous NRC Generic Communications that have contributed to the improved safety of the nuclear industry. The records required to be maintained in accordance with 10 CFR part 21 are subject to inspection by the NRC to determine compliance with the subject regulation.

PL: Pub.L. 83 - 703 68 Stat. 919 Name of Law: Atomic Energy Act
  
None

Not associated with rulemaking

  81 FR 62184 09/08/2016
81 FR 95653 12/28/2016
Yes

1
IC Title Form No. Form Name
10 CFR Part 21, Reporting of Defects and Noncompliance

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 531 447 0 0 84 0
Annual Time Burden (Hours) 43,565 34,705 0 0 8,860 0
Annual Cost Burden (Dollars) 3,256 2,741 0 0 515 0
No
No
The estimated burden increased by 8,860 hours from 34,705 hours (9,420 hours reporting + 25,190 hours recordkeeping + 95 hours third-party disclosure) to 43,565 hours (18,023 hours reporting + 25,257 hours recordkeeping + 285 hours third-party disclosure). This increase in the estimate is based on an increase actual number of reports received during the past three years (2013-2015). The increase is due to new reactor construction activities. The NRC staff estimates that we will continue to receive similar numbers of reports in the next three years. The hourly rate changed from $272 to $265 per hour. The estimated cost per burden hour is based upon NRC’s annual fee recovery rate, as published in NRC’s annual fee recovery rule. It is important to note that these estimates are based on historical data. The number of 10 CFR Part 21 reports generated or received in any given year is dependent upon the number or issues that arise, that is, this is an event-based burden, not a burden as a consequence of a regular reporting requirement.

$831,040
No
No
No
No
No
Uncollected
Solomon Sahle 301 415-0664 solomon.sahle@nrc.gov

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/30/2016


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