Clearing Member Risk Management

ICR 201512-3038-010

OMB: 3038-0094

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2015-12-22
Supporting Statement A
2015-12-22
IC Document Collections
IC ID
Document
Title
Status
198806
Modified
ICR Details
3038-0094 201512-3038-010
Historical Active 201204-3038-004
CFTC
Clearing Member Risk Management
Revision of a currently approved collection   No
Regular
Approved without change 03/28/2016
Retrieve Notice of Action (NOA) 01/07/2016
  Inventory as of this Action Requested Previously Approved
03/31/2019 36 Months From Approved 03/31/2016
60,480 0 65,527
120,960 0 135,716
0 0 13,571,600

The information collection obligations imposed by the proposed regulations are necessary to implement certain provisions of the CEA, including ensuring that registrants exercise effective risk management and for the efficient operation of trading venues among SDs, MSPs, FCMs, and DCOs.

PL: Pub.L. 111 - 203 124 Stat. 1376 (2010) Name of Law: Dodd-Frank
   US Code: 7 USC 6d, 6f, 6g, 6s Name of Law: CEA
  
None

Not associated with rulemaking

  80 FR 65217 10/26/2015
81 FR 758 01/07/2016
No

1
IC Title Form No. Form Name
Clearing Member Risk Management

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 60,480 65,527 0 -5,047 0 0
Annual Time Burden (Hours) 120,960 135,716 0 -14,756 0 0
Annual Cost Burden (Dollars) 0 13,571,600 0 -13,571,600 0 0
No
Yes
Miscellaneous Actions
The program changes or adjustments are necessary to implement certain provisions of the CEA, as amended by the Dodd-Frank Act, which established a new regulatory scheme. The revisions reflect a reduction in the number of SDs and MSPs registered with the Commission

$0
No
No
No
Yes
No
Uncollected
Herminio Castro 202 418-6705 hcastro@cftc.gov

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/07/2016


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