Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Regulations and Forms Pertaining to Financial Integrity of the Market Place; Margin Requirements for SDs/MSPs

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0024 can be found here:

Documents and Forms

Document Name Document Type
Supporting Statement Margin PRA 9-15-14 Proposal (2).docx Supporting Statement for Proposal IC Document

Information Collection (IC) Details

IC Title:	Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 23.154

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 54	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	54	54
Annual IC Time Burden (Hours)	12,960	12,960
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
Supporting Statement for Proposal	Supporting Statement Margin PRA 9-15-14 Proposal (2).docx	09/15/2014

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.