System Safeguards Testing Requirements

Core Principles & Other Requirements for DCMs

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0052 can be found here:

Documents and Forms

Document Name Document Type
System Safeguards Testing Requirements Proposal.pdf System Safeguards Testing Requirements IC Document

Information Collection (IC) Details

IC Title:	System Safeguards Testing Requirements	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 38.1051(n)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 15	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	15	15
Annual IC Time Burden (Hours)	8	8
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
System Safeguards Testing Requirements	System Safeguards Testing Requirements Proposal.pdf	01/07/2016

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.