Reporting of missing, lost, stolen or counterfeit securities (17 CFR Section 240.17f-1(c); Form X-17F-1A (17 CFR Section 249.100)

ICR 201507-3235-008

OMB: 3235-0037

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2015-11-16
IC Document Collections
IC ID
Document
Title
Status
34104 Modified
ICR Details
3235-0037 201507-3235-008
Historical Active 201208-3235-011
SEC TM-270-029
Reporting of missing, lost, stolen or counterfeit securities (17 CFR Section 240.17f-1(c); Form X-17F-1A (17 CFR Section 249.100)
Extension without change of a currently approved collection   No
Regular
Approved without change 12/22/2015
Retrieve Notice of Action (NOA) 11/16/2015
  Inventory as of this Action Requested Previously Approved
12/31/2018 36 Months From Approved 12/31/2015
465,000 0 1,300,000
38,750 0 108,333
0 0 0

Rule 17f-1(c) requires reporting institutions to report, lost, stolen, missing, or counterfeit securities to a central data base. Form X-17F-1A facilitates the accurate reporting and precise and immediate data entry into the computerized database. Exchanges, securities associations and the members, broker-dealers, transfer agents, and clearing agencies and their participants, FDIC banks, and Federal Reserve member banks must comply with the rule.

None
None

Not associated with rulemaking

  80 FR 44406 07/27/2015
80 FR 59209 10/01/2015
No

1
IC Title Form No. Form Name
Form X-17F-1A SEC 1666 Form X-17F-1A

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 465,000 1,300,000 0 0 -835,000 0
Annual Time Burden (Hours) 38,750 108,333 0 0 -69,583 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The burden decreased because the estimated number of reporting entities is lower than in previous years and because the estimated number of reports is lower than in previous years.

$0
No
No
No
No
No
Uncollected
Catherine Whiting 202 551-4990

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/16/2015


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