Rule 17f-1(c) requires reporting
institutions to report, lost, stolen, missing, or counterfeit
securities to a central data base. Form X-17F-1A facilitates the
accurate reporting and precise and immediate data entry into the
computerized database. Exchanges, securities associations and the
members, broker-dealers, transfer agents, and clearing agencies and
their participants, FDIC banks, and Federal Reserve member banks
must comply with the rule.
The burden decreased because
the estimated number of reporting entities is lower than in
previous years and because the estimated number of reports is lower
than in previous years.
$0
No
No
No
No
No
Uncollected
Catherine Whiting 202
551-4990
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.