Reporting of missing, lost, stolen or counterfeit securities (17 CFR Section 240.17f-1(c); Form X-17F-1A (17 CFR Section 249.100)

ICR 201208-3235-011

OMB: 3235-0037

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2012-11-07
IC Document Collections
IC ID
Document
Title
Status
34104 Modified
ICR Details
3235-0037 201208-3235-011
Historical Active 200911-3235-013
SEC TM-270-29
Reporting of missing, lost, stolen or counterfeit securities (17 CFR Section 240.17f-1(c); Form X-17F-1A (17 CFR Section 249.100)
Extension without change of a currently approved collection   No
Regular
Approved without change 12/09/2012
Retrieve Notice of Action (NOA) 11/07/2012
  Inventory as of this Action Requested Previously Approved
12/31/2015 36 Months From Approved 01/31/2013
1,300,000 0 1,300,000
108,333 0 108,333
0 0 0

Rule 17f-1(c) requires reporting institutions to report, lost, stolen, missing, or counterfeit securities to a central data base. Form X-17F-1A facilitates the accurate reporting and precise and immediate data entry into the computerized database. Exchanges, securities associations and the members, broker-dealers, transfer agents, and clearing agencies and their participants, FDIC banks, and Federal Reserve member banks must comply with the rule.

None
None

Not associated with rulemaking

  77 FR 52372 08/29/2012
77 FR 66880 11/07/2012
No

1
IC Title Form No. Form Name
Form X-17F-1A Form X-17F-1A Reporting of missing, lost, stolen or counterfeit securities (

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,300,000 1,300,000 0 0 0 0
Annual Time Burden (Hours) 108,333 108,333 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
No
No
No
Uncollected
Thomas Etter 202 942-0178

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/07/2012


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