Rule 30b1-9 and Form N-PORT

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0730 can be found here:

Documents and Forms

Document Name Document Type
Form SEC (UNKNOWN) Rule 30b1-9 and Form N-PORT Form and Instruction
SEC (UNKNOWN) FORM N-PORT N-PORT.pdf Form and Instruction
secsorn6.pdf SEC SORN 6 IC Document
EDGAR PIA_Redacted.pdf EDGAR PIA IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 30b1-9 and Form N-PORT	Agency IC Tracking Number:	270-776

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 274.150

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC (UNKNOWN)	FORM N-PORT	N-PORT.pdf		Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940 and Investment Advisers Act of	FR Citation: 41 FR 41550

Number of Respondents: 10,710	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	128,520	128,520
Annual IC Time Burden (Hours)	1,537,572	1,537,572
Annual IC Cost Burden (Dollars)	97,674,221	97,674,221

Documents for IC

Title	Document	Date Uploaded
SEC SORN 6	secsorn6.pdf	07/20/2015
EDGAR PIA	EDGAR PIA_Redacted.pdf	07/20/2015

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.