Rule 30b1-9 and Form N-PORT

OMB 3235-0730

Rule 30b1-9 requires certain registered investment companies to file portfolio holdings reports on Form N-PORT(17 CFR 274.150) on a monthly basis with the Commission.

The latest form for Rule 30b1-9 and Form N-PORT expires 2021-11-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC (UNKNOWN) Form N-PORT Form and Instruction
Supporting Statement (Form N-PORT_Rule 30b1-9).pdf Supporting Statement A
Form N-PORT Form and Instruction

All Historical Document Collections

202409-3235-004	Revision of a currently approved collection	2024-10-18
202309-3235-017 Approved without change	Revision of a currently approved collection	2023-10-31
202212-3235-028 Comment filed on proposed rule and continue	Revision of a currently approved collection	2023-01-25
202206-3235-015 Comment filed on proposed rule and continue	Revision of a currently approved collection	2022-06-23
202106-3235-005 Approved without change	Extension without change of a currently approved collection	2021-10-29
202101-3235-021 Approved without change	Revision of a currently approved collection	2021-01-27
202001-3235-016 Comment filed on proposed rule and continue	Revision of a currently approved collection	2020-02-12
201811-3235-008 Approved without change	Revision of a currently approved collection	2018-11-13
201805-3235-008 Preapproved	Revision of a currently approved collection	2018-07-26
201611-3235-028 Approved with change	New collection (Request for a new OMB Control Number)	2017-01-24
201507-3235-004 Comment filed on proposed rule	New collection (Request for a new OMB Control Number)	2015-07-22