Position Limites for Derivatives

Position Limits for Derivatives

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0009 can be found here:

Documents and Forms

Document Name Document Type
Form CFTC Form 204 Position Limites for Derivatives Form and Instruction
CFTC Form 204 Statement of Cash Positions of Hedgers CFTC FORM 204(Statement of Cash Positions of Hedgers)-11-2013.docx Form and Instruction
CFTC Form 304 Statement of Cash Positions for Unfixed-Price Cotton "On CFTC FORM 304 (Statement of Cash Positions for Unfixed-Price Cotton-On Call)-11-2013.docx Form and Instruction
CFTC Form 504 Statement of Cash Positions for Conditional Spot Month E CFTC FORM 504 (Statement of Cash Positions for Conditional Spot Month Exemptions).docx Form and Instruction
CFTC Form 604 Statement of Pass-Through Swap Exemptions CFTC FORM 604 (Statement of Pass-Through Swap Exemptions)-11-2013.docx Form and Instruction
CFTC Form 704 Statement of Anticipatory Bona Fide Hedge Exemptions CFTC FORM 704(Statement of Anticipatory Bona Fide Hedge Exemptions)-11-2013.docx Form and Instruction

Information Collection (IC) Details

IC Title:	Position Limites for Derivatives	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 15 17 CFR 17 17 CFR 19

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	CFTC Form 204	Statement of Cash Positions of Hedgers	CFTC FORM 204(Statement of Cash Positions of Hedgers)-11-2013.docx	Yes	Yes	Fillable Fileable Signable
Form and Instruction	CFTC Form 304	Statement of Cash Positions for Unfixed-Price Cotton "On Call"	CFTC FORM 304 (Statement of Cash Positions for Unfixed-Price Cotton-On Call)-11-2013.docx	Yes	Yes	Fillable Fileable Signable
Form and Instruction	CFTC Form 504	Statement of Cash Positions for Conditional Spot Month Exemptions	CFTC FORM 504 (Statement of Cash Positions for Conditional Spot Month Exemptions).docx	Yes	Yes	Fillable Fileable Signable
Form and Instruction	CFTC Form 604	Statement of Pass-Through Swap Exemptions	CFTC FORM 604 (Statement of Pass-Through Swap Exemptions)-11-2013.docx	Yes	Yes	Fillable Fileable Signable
Form and Instruction	CFTC Form 704	Statement of Anticipatory Bona Fide Hedge Exemptions	CFTC FORM 704(Statement of Anticipatory Bona Fide Hedge Exemptions)-11-2013.docx	Yes	Yes	Fillable Fileable Signable

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 400	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	30,080	30,080
Annual IC Time Burden (Hours)	137,600	137,600
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.