Part 38Core Principles and Other Requirements for Designated Contract Markets Proposed Rule

ICR 201207-3038-012

OMB: 3038-0052

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2012-07-26
IC Document Collections
IC ID
Document
Title
Status
29100 Modified
ICR Details
3038-0052 201207-3038-012
Historical Inactive 200703-3038-001
CFTC
Part 38Core Principles and Other Requirements for Designated Contract Markets Proposed Rule
Reinstatement with change of a previously approved collection   No
Regular
Comment filed on proposed rule 10/24/2012
Retrieve Notice of Action (NOA) 08/07/2012
Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). In accordance with 5 CFR 1320, OMB is withholding approval at this time. The agency shall examine public comment in response to the NPRM and will include in the supporting statement of the next ICR--to be submitted to OMB at the final rule stage--a description of how the agency has responded to any public comments on the ICR, including comments on maximizing the practical utility of the collection and minimizing the burden.
  Inventory as of this Action Requested Previously Approved
36 Months From Approved
0 0 0
0 0 0
0 0 0

The Proposed rules, guidance and acceptable practices implement the new statutory framework that, among other things, amends section 5 of the Commodity Exchange Act (CEA) concerning designation and cooperation of contract markets and adds a new CEA section 2(h)(8) to include the listing, trading and execution of swaps on designated contract markets.

PL: Pub.L. 111 - 203 124 Stat. 1376 (2010) Name of Law: Dodd - Frank Act
  
PL: Pub.L. 111 - 203 Sec 124 Stat 1376 (2010) Name of Law: Dodd-Frank Act

3038-AD09 Proposed rulemaking 75 FR 80572 12/22/2010

  75 FR 80572 12/22/2010
No

1
IC Title Form No. Form Name
Part 38 - Designated Contract Markets 3038-0052 Form DCM (Contract Market Application or Amendment to Application for Designation)

No
Yes
Changing Regulations
The new regulation allows for the transaction of swaps on DCMs, provides for 5 new core principles for DCMs to comply with in addition to various revised core principles that incorporate former designation criteria.

$120,000
No
No
No
Yes
No
Uncollected
John Nowlin 202 418-5427 jnowlin@CFTC.gov

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/07/2012


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