Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligation

Commodity Pool Operators and Commodity Trading Advisors: Amendment to Compliance Obligation

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0005 can be found here:

Documents and Forms

Document Name Document Type
Form CPO-PQR Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligation Form and Instruction
CPO-PQR CPO-PQR DRAFT_Form CPO-PQR_2011 01-13 _Smooth_.pdf Form and Instruction
CTA-PR CTA-PR DRAFT_Form CTA-PR_2011 01-13 _Smooth_.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligation	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 147 17 CFR 4 17 CFR 146

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	CPO-PQR	CPO-PQR	DRAFT_Form CPO-PQR_2011 01-13 _Smooth_.pdf		Yes	Yes	Fillable Fileable
Form and Instruction	CTA-PR	CTA-PR	DRAFT_Form CTA-PR_2011 01-13 _Smooth_.pdf		Yes	Yes	Fillable Fileable

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 31,322	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	31,322	21,806	9,516
Annual IC Time Burden (Hours)	272,420	-98,110	370,530
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.