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Annual Report for Chief Compliance Officer of Registrants
Annual Report for Chief Compliance Officer of Registrants
OMB: 3038-0080
IC ID: 195308
OMB.report
CFTC
OMB 3038-0080
ICR 201011-3038-008
IC 195308
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0080 can be found here:
2022-07-01 - Revision of a currently approved collection
2019-06-20 - Revision of a currently approved collection
Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Annual Report for Chief Compliance Officer of Registrants
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
New
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 3
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Federal Enterprise Architecture Business Reference Module
Line of Business:
General Government
Subfunction:
Executive Functions
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
459
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
100 %
Requested
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
2,295
2,295
0
0
0
0
Annual IC Time Burden (Hours)
62,424
62,424
0
0
0
0
Annual IC Cost Burden (Dollars)
62,424
62,424
0
0
0
0
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.