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Rule 15Ba2-1; Application for Registration of Municipal Securities Dealers
Rule 15Ba2-1; Application for Registration of Municipal Securities Dealers
OMB: 3235-0083
IC ID: 34324
OMB.report
SEC
OMB 3235-0083
ICR 201006-3235-017
IC 34324
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0083 can be found here:
2022-07-20 - Extension without change of a currently approved collection
2019-10-08 - Extension without change of a currently approved collection
Documents and Forms
Document Name
Document Type
Form 1534
Rule 15Ba2-1; Application for Registration of Municipal Securities Dealers
Form
1534 Form MSD
Form MSD.pdf
www.sec.gov/about/forms/formmsd.pdf
Form
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Rule 15Ba2-1; Application for Registration of Municipal Securities Dealers
Agency IC Tracking Number:
270-0088
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 240.15Ba2-1
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Form
1534
Form MSD
Form MSD.pdf
http://www.sec.gov/about/forms/formmsd.pdf
Yes
No
Printable Only
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
41
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
0 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
41
0
0
9
0
32
Annual IC Time Burden (Hours)
62
0
0
14
0
48
Annual IC Cost Burden (Dollars)
0
0
-4,120
4,120
0
0
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.