Registration of Municipal Securities Dealers (Form MSD, Form MSDW, and Rule 15Ba2-5 Statements)

OMB 3235-0083

Rule 15Ba2-1 provides that an application for registration by a bank municipal securities dealer must be filed on Form MSD. The information required to be disclosed on Form MSD is necessary for the Commission to determine whether or not registration as a municipal securities dealer should be granted.

The latest form for Registration of Municipal Securities Dealers (Form MSD, Form MSDW, and Rule 15Ba2-5 Statements) expires 2022-11-30 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0083: Form MSD filings .

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC1534 Form MSD Form and Instruction
Form SEC1588 Form MSDW Form and Instruction
20250908_3235-0083_2025-17112_90 FR 43275_30-Day Submission Notice.pdf.pdf Supplementary Document
PRA Supporting Statement for Registration of Municipal Securities Dealers 09032025.pdf Supporting Statement A
2025 06 12_90 FR 24835_3235-0083_60-Day Collection Notice.pdf Supplementary Document
pia-edgar.pdf Supplementary Document
Form MSD Form and Instruction
Rule 15Ba2-5 Statements Instruction
Form MSDW Form and Instruction

All Historical Document Collections

202505-3235-013	Revision of a currently approved collection	2025-09-08
202205-3235-004 Approved without change	Extension without change of a currently approved collection	2022-07-20
201905-3235-007 Approved without change	Extension without change of a currently approved collection	2019-10-08
201606-3235-006 Approved without change	Extension without change of a currently approved collection	2016-11-01
201305-3235-012 Approved without change	Extension without change of a currently approved collection	2013-10-24
201006-3235-017 Approved without change	Extension without change of a currently approved collection	2010-09-13
200705-3235-007 Approved with change	Revision of a currently approved collection	2007-08-13
200408-3235-013 Approved without change	Extension without change of a currently approved collection	2004-08-23
200106-3235-014 Approved without change	Extension without change of a currently approved collection	2001-06-19
199805-3235-006 Approved without change	Extension without change of a currently approved collection	1998-05-18
199705-3235-002 Approved without change	Extension without change of a currently approved collection	1997-05-07
199404-3235-001 Approved without change	Extension without change of a currently approved collection	1994-04-11
199105-3235-002 Approved without change	Extension without change of a currently approved collection	1991-05-24
198808-3235-027 Approved without change	Revision of a currently approved collection	1988-08-26
198507-3235-005 Approved without change	Extension without change of a currently approved collection	1985-07-15
198408-3235-014 Approved without change	Revision of a currently approved collection	1984-08-07
198108-3235-031 Approved without change	New collection (Request for a new OMB Control Number)	1981-08-25