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pdfU.S. Department of Labor
Employment Standards Administration
Office of Labor-Management Standards
Washington, DC 20210
FORM LM-3 LABOR ORGANIZATION ANNUAL REPORT
FOR USE ONLY BY LABOR ORGANIZATIONS WITH LESS THAN $250,000 IN TOTAL ANNUAL RECEIPTS
Form Approved
Office of Management and Budget
No. 1215-0188
Expires 9-30-2011
This report is mandatory under P.L. 86-257, as amended. Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S.C. 439 or 440.
READ THE INSTRUCTIONS CAREFULLY BEFORE PREPARING THIS REPORT.
For Official Use Only
1. FILE NUMBER
2. PERIOD COVERED
MO
DAY
YEAR
From
3. (a) AMENDED — If this is an amended report correcting a previously
filed report, check here:
(b) TERMINAL — If your organization ceased to exist and this is its
terminal report, see Section XII of the instructions and check here:
Through
8. MAILING ADDRESS (Type or print in capital letters.)
First Name
Last Name
P.O. Box x Building and Room Number (if any)
Number and Street
4. AFFILIATION OR ORGANIZATION NAME
5. DESIGNATION (Local, Lodge, etc.)
6. DESIGNATION NUMBER
City
7. UNIT NAME (if any)
State
9. Are your organization’s records kept at its mailing address?
(If “No,” provide address in Item 56.)
Yes
ZIP Code + 4
No
56. ADDITIONAL INFORMATION (If more space is needed, attach additional pages properly identified.)
Item Number
Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in this report (including the information
contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned's knowledge and belief, true, correct, and complete. (See Section VI on penalties in the instructions.)
57. SIGNED: __________________________________________________________ PRESIDENT
(If other title,
/
/
(
)
—
see instructions.)
Date
Telephone Number
Form LM-3 (Revised 2004)
3-1
58. SIGNED: ____________________________________________________ TREASURER
(If other title,
/
/
(
)
—
see instructions.)
Date
Telephone Number
Page 1 of 4
FILE NUMBER:
During the Reporting Period Did Your Organization:
Yes
No
10. Have a “subsidiary organization” as defined in
Section X of the instructions?.............................................
—
19. How many members did your
organization have at the end of the
reporting period?
20. What is the maximum amount
recoverable under your organization’s
fidelity bond for a loss caused by
any officer or employee or your
$
organization?
11. Create or participate in the administration of a
trust or other fund or organization, as defined
in the instructions, which provides benefits for
members or their beneficiaries? .........................................
12. Have a political action committee (PAC) fund? ..................
21. During the reporting period, did your
organization have any changes in its
Yes
constitution and bylaws (other than
rates of dues and fees) or in practices/
procedures listed in the instructions?........................
(If the constitution and bylaws have changed,
attach two new dated copies. If practices/
procedures have changed, see the instructions.)
13. Acquire or dispose of any goods or property in
any manner other than by purchase or sale? .....................
14. Have an audit or review or its books and records
by an outside accountant or by a parent body
auditor/representative?.......................................................
MO
15. Discover any loss or shortage of funds or
other property? ...................................................................
(Answer “Yes” even if there has been repayment
or recovery.)
No
YEAR
22. What is the date of your organization’s
next regular election of officers?
23. What are your organization’s rates of
dues and fees?
(Enter a minimum and maximum if more
than one rate applies for any line.)
16. Have any officer who was paid $10,000 or more
by your organization and also received $10,000 or
more as an officer or employee or another labor
organization or of an employee benefit plan?.....................
Rates of Dues and Fees
17. Pay any employee salary, allowances, and other
expenses which, together with any payments
from affiliates, totaled more than $10,000? ........................
(a) Regular Dues/Fees
$____________ per _________________
(Month, Year, etc.)
(b) Initiation Fees
$____________
18. Have loans totaling more than $250 to any officer,
employee, or member, or make any loans to a
business employee?...........................................................
(c) Transfer Fees
$____________
(If the answer to any of the above questions is “Yes,” provide details
in Item 56 on page 1 as explained in the instructions for each item.)
(d) Work Permits
$____________ per _________________
Form LM-3 (Revised 2004)
(Month, Year, etc.)
3-2
Page 2 of 4
24. ALL OFFICERS AND DISBURSEMENTS
TO OFFICERS
(A) Name
(B) Title
Enter Amounts in Dollars Only — Do Not Enter Cents
(List all persons who held office during the reporting period even if
they received no salary or other disbursements. Use all capital letters.)
(Enter title of officer, such as PRESIDENT or TREASURER.)
Last Name
Status
(C)*
Gross Salary
(before taxes and
other deductions)
(D)
FILE NUMBER:
Allowances
and Other
Disbursements
(E)
—
Total
(F)
First Name
1.
Title
Last Name
Status
First Name
2.
Title
Last Name
Status
First Name
3.
Title
Last Name
Status
First Name
4.
Title
Last Name
Status
First Name
5.
Title
Last Name
Status
First Name
6.
Title
Last Name
Status
First Name
7.
Title
Status
8. Totals from additional pages (if any)
9. Totals of Lines 1 through 8
10. Less Deductions
Enter the Total from Line 11 in ............................................................................................. Item 45 Ö 11. Net Disbursements
*Code for Status (C): past officer — P; continuing officer — C; new officer during the reporting period — N.
Form LM-3 (Revised 2004)
3–3
(If any officer was not elected at a regular election in accordance with
your organization’s constitution and bylaws, explain in Item 56 on page 1.
Page 3 of 4
FILE NUMBER:
Enter Amounts in Dollars Only — Do Not Enter Cents
ASSETS
Start of Reporting Period End of Reporting Period
STATEMENT A
ASSETS AND LIABILITIES
Item
(A)
(B)
LIABILITIES
Item
25. Cash ..........................
32. Accounts Payable…..
26. Loans Receivable......
33. Loans Payable………
27. U.S. Treasury Securities
34. Mortgages Payable…...
28. Investments………….
35. Other Liabilities……..
29. Fixed Assets…………
36. TOTAL LIABILITIES..
Start of Reporting Period
End of Reporting Period
(C)
(D)
30. Other Assets…………
37. NET ASSETS
31. TOTAL ASSETS…….
CASH RECEIPTS
STATEMENT B
RECEIPTS AND DISBURSEMENTS
—
(Item 31 less Item 36)
AMOUNT
CASH DISBURSEMENTS
Item
Item
38. Dues ...............................................................
45. To Officers (from Item 24) ………………….
39. Per Capita Tax ...............................................
46. To Employees (less deductions) …………..
40. Fees, Fines, Assessments & Work Permits…
47. Per Capita Tax ……………………………….
41. Interest & Dividends .......................................
48. Office & Administrative Expense……………
42. Sale of Investments & Fixed Assets...............
49. Professional Fees…………………………….
43. Other Receipts ...............................................
50. Benefits………………………………………..
44. TOTAL RECEIPTS.........................................
51. Contributions, Gifts & Grants………………..
AMOUNT
52. Purchase of Investments & Fixed Assets….
If total receipts reported in Item 44 are $250,000
or more, your organization must file Form LM-2
instead of this form.
53. Loans Made……………………………………
54. Other Disbursements…………………………
55. TOTAL DISBURSEMENTS………………….
Form LM-3 (Revised 2004)
3–4
Page 4 of 4
ORGANIZATION NAME:
FILE NUMBER:
—
ENDING DATE OF PERIOD COVERED:
PAGE ____ OF ____ ADDITIONAL PAGES
24. ALL OFFICERS AND DISBURSEMENTS TO OFFICERS (continued)
(A) Name
(B) Title
(List all persons who held office during the reporting period even if
they received no salary or other disbursements. Use all capital letters.)
Status
other deductions)
Allowances
and Other
Disbursements
(C)
(D)
(E)
(Enter title of officer, such as PRESIDENT or TREASURER.)
Last Name
Title
Gross Salary
(before taxes and
First Name
Status
Last Name
Title
Status
Last Name
Title
Status
Last Name
Title
Status
Last Name
Title
Status
Last Name
Title
Status
Last Name
Title
Status
Last Name
Title
Status
Totals
Form LM-3 (Revised 2004)
3 – I24
Total
(F)
ORGANIZATION NAME:
FILE NUMBER:
—
ENDING DATE OF PERIOD COVERED:
PAGE ____ OF ____ ADDITIONAL PAGES
24. ALL OFFICERS AND DISBURSEMENTS TO OFFICERS (continued)
(A) Name
(B) Title
(List all persons who held office during the reporting period even if
they received no salary or other disbursements. Use all capital letters.)
Status
other deductions)
Allowances
and Other
Disbursements
(C)
(D)
(E)
(Enter title of officer, such as PRESIDENT or TREASURER.)
Last Name
Title
Gross Salary
(before taxes and
First Name
Status
Last Name
Title
Status
Last Name
Title
Status
Last Name
Title
Status
Last Name
Title
Status
Last Name
Title
Status
Last Name
Title
Status
Last Name
Title
Status
Totals
Form LM-3 (Revised 2004)
3 – I24
Total
(F)
| File Type | application/pdf |
| File Title | Microsoft Word - Form LM-3 for ad2.doc |
| Author | fwalters |
| File Modified | 2010-02-02 |
| File Created | 2010-02-02 |