Form N-5 (17 CFR 239.24) under the Securities Act of 1933 (17 CFR 274.5) and the Investment Company Act of 1940. Registration Statement of Small Business Investment Company.

Form N-5, registration statement of small business investment companies under the Securities Act of 1933 and the Investment Company Act of 1940.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0169 can be found here:

Documents and Forms

Document Name Document Type
Form SEC-993 Form N-5 (17 CFR 239.24) under the Securities Act of 1933 (17 CFR 274.5) and the Investment Company Act of 1940. Registration Statement of Small Business Investment Company. Form and Instruction
SEC-993 Form N-5 SEC993(N-5).pdf www.sec.gov/about/forms/formn-5.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Form N-5 (17 CFR 239.24) under the Securities Act of 1933 (17 CFR 274.5) and the Investment Company Act of 1940. Registration Statement of Small Business Investment Company.	Agency IC Tracking Number:	270-172

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 239.24 17 CFR 274.5

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC-993	Form N-5	SEC993(N-5).pdf	http://www.sec.gov/about/forms/formn-5.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1	0	1
Annual IC Time Burden (Hours)	352	0	352
Annual IC Cost Burden (Dollars)	26,000	6,000	20,000

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.