Form N-5, registration statement of small business investment companies under the Securities Act of 1933 and the Investment Company Act of 1940

OMB 3235-0169

Form N-5 is the registration statement used by small business investment companies to register under the Investment Company Act and to register their securities for sale to the public under the Securities Act of 1933.

The latest form for Form N-5, registration statement of small business investment companies under the Securities Act of 1933 and the Investment Company Act of 1940 expires 2022-04-30 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0169: Form N-5 filings .

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC-993 Form N-5 (17 CFR 239.24) under the Securities Act of 1933 (17 CFR 239.24) and the Investment Company Act of 1940 (17 CFR 274.5). Registration Statement of Small Business Investment Company Form and Instruction
89 FR 58456 (OMB 3235–0169).pdf Supplementary Document
89 FR 77214 (OMB 3235-0169).pdf Supplementary Document
Supporting Statement_Form N-5.pdf Supporting Statement A
Form N-5 (17 CFR 239.24) under the Securities Act of 1933 (17 CFR 239.24) and the Investment Company Act of 1940 (17 CFR 274.5). Registration Statement of Small Business Investment Company Form and Instruction

All Historical Document Collections

202407-3235-011	Extension without change of a currently approved collection	2024-09-20
202109-3235-022 Approved without change	Extension without change of a currently approved collection	2022-01-05
201910-3235-007 Approved with change	Revision of a currently approved collection	2019-10-28
201907-3235-033 Comment filed on proposed rule and continue	Revision of a currently approved collection	2019-07-31
201811-3235-009 Approved without change	Extension without change of a currently approved collection	2019-02-05
201712-3235-012 Comment filed on proposed rule and continue	Revision of a currently approved collection	2018-03-16
201504-3235-003 Approved without change	Extension without change of a currently approved collection	2015-11-18
201210-3235-003 Approved without change	Extension without change of a currently approved collection	2012-10-12
200910-3235-002 Approved without change	Extension without change of a currently approved collection	2009-12-23
200701-3235-033 Approved without change	Extension without change of a currently approved collection	2007-05-16
200407-3235-011 Approved without change	Extension without change of a currently approved collection	2004-07-07
200107-3235-006 Approved without change	Extension without change of a currently approved collection	2001-07-30
199808-3235-022 Approved without change	Extension without change of a currently approved collection	1998-08-27
199509-3235-031 Approved without change	Revision of a currently approved collection	1995-09-27
199411-3235-022 Approved without change	Revision of a currently approved collection	1994-11-28
199301-3235-059 Approved without change	Revision of a currently approved collection	1993-01-26
199201-3235-002 Approved without change	Extension without change of a currently approved collection	1992-01-03
198812-3235-012 Approved without change	Extension without change of a currently approved collection	1988-12-30
198601-3235-007 Approved without change	Extension without change of a currently approved collection	1986-01-21
198212-3235-004 Approved without change	Revision of a currently approved collection	1982-12-23
198110-3235-028 Approved without change	New collection (Request for a new OMB Control Number)	1981-10-23