Regulation 36.3 - Exempt Commercial Market Submission Requirements

ICR 200812-3038-003

OMB: 3038-0060

Federal Form Document

Forms and Documents
IC Document Collections
ICR Details
3038-0060 200812-3038-003
Historical Inactive
CFTC
Regulation 36.3 - Exempt Commercial Market Submission Requirements
New collection (Request for a new OMB Control Number)   No
Regular
Preapproved 03/06/2009
Retrieve Notice of Action (NOA) 12/19/2008
Pre-approval contingent upon no substantive changes to this collection after adoption of the final rule. Otherwise this collection should be re-submitted to OMB for review.
  Inventory as of this Action Requested Previously Approved
03/31/2012 36 Months From Approved
2,888 0 0
1,593 0 0
4,852 0 0

This data collection will be used to monitor for potential significant price discovery contracts (SPDCs) traded on exempt commercial markets (ECMs) and to regulate the trading of SPDCs and the ECMs that list such contracts for trading.

US Code: 7 USC 2 Name of Law: Exempt Markets
   US Code: 7 USC 5 Name of Law: Exempt Markets
   US Code: 7 USC 6, 6c Name of Law: Exempt Markets
   US Code: 7 USC 12a Name of Law: Exempt Markets
  
US Code: 7 USC 2 Name of Law: Exempt Markets
US Code: 7 USC 5 Name of Law: Exempt Markets
US Code: 7 USC 6, 6c Name of Law: Exempt Markets
US Code: 7 USC 12a Name of Law: Exempt Markets

3038-AC48 Proposed rulemaking 73 FR 75888 12/12/2008

No

1
IC Title Form No. Form Name
Regulation 36.3 - Exempt Commercial Market Submission Requirements 205 Exempt Commercial Market ("ECM") Annual Certification

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 2,888 0 0 2,888 0 0
Annual Time Burden (Hours) 1,593 0 0 1,593 0 0
Annual Cost Burden (Dollars) 4,852 0 0 4,852 0 0
Yes
Changing Regulations
No
New Collection - Not Applicable.

$8,800
No
No
Uncollected
Uncollected
Uncollected
Uncollected
John Nowlin 202-418-5427

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/19/2008


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