Part 36 Establishing Notification Procedures for Entitles Operating as Exempt Markets

Part 36 Establishing Notification Procedures for Entities Operating as Exempt Markets

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0054 can be found here:

Documents and Forms

Document Name Document Type
formercert--0054 (2007 ROCIS subm)).pdf Previous Certification for PRA-0054 (2007) IC Document

Information Collection (IC) Details

IC Title:	Part 36 Establishing Notification Procedures for Entitles Operating as Exempt Markets	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation: 17 CFR 36

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 20	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 50 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	20	10	10
Annual IC Time Burden (Hours)	200	100	100
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
Previous Certification for PRA-0054 (2007)	formercert--0054 (2007 ROCIS subm)).pdf	08/01/2007

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.