Registered Transfer Agents Form TA-1 (initial registrations)

Transfer Agency Registration and Amendment Form

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1550-0118 can be found here:

Documents and Forms

Document Name Document Type
Form TA-1 Registered Transfer Agents Form TA-1 (initial registrations) Form and Instruction
TA-1 Registered Transfer Agents Form TA-1 1550-NEW (TA-1 Form).pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Registered Transfer Agents Form TA-1 (initial registrations)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	TA-1	Registered Transfer Agents Form TA-1	1550-NEW (TA-1 Form).pdf		Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 5	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to New Statute
Annual Number of Responses for this IC	5	5
Annual IC Time Burden (Hours)	6	6
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.