Transfer Agency Registration and Amendment Form

ICR 200707-1550-001

OMB: 1550-0118

Federal Form Document

Forms and Documents
ICR Details
1550-0118 200707-1550-001
Historical Active
TREAS/OTS
Transfer Agency Registration and Amendment Form
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 09/14/2007
Retrieve Notice of Action (NOA) 07/03/2007
  Inventory as of this Action Requested Previously Approved
09/30/2010 36 Months From Approved
15 0 0
8 0 0
0 0 0

OTS seeks to implement an amendment to section 3(a)(34) of the Securities Exchange Act of 1934 (the Act), pursuant to a provision of the Financial Services Regulatory Relief Act of 2006 (FSRRA), enacted on October 13, 2006. This implementation would institute the use of the TA-1 form for savings associations intending to engage in transfer agent activities.

None
PL: Pub.L. 109 - 351 401 Name of Law: Financial Services Regulatory Relief Act of 2006

Not associated with rulemaking

  72 FR 17222 04/06/2007
72 FR 36545 07/03/2007
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 15 0 15 0 0 0
Annual Time Burden (Hours) 8 0 8 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The entire increase of 8 burden hours is due to the fact that this is a new collection.

No
No
Uncollected
Uncollected
Uncollected
Uncollected
John Rudolph 202 906-6153 john.rudolph@ots.treas.gov

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/03/2007


© 2024 OMB.report | Privacy Policy