Rules 13a-17, And 15d-17, Reports On Form 10-c Issuers Of Securities Quoted On The Nasdaq And Form 10-c (17 Cfr 249.310c)(17 Cfr 240.13a-17)(17 Cfr 240.15d-17)

RULES 13A-17, AND 15D-17, REPORTS ON FORM 10-C ISSUERS OF SECURITIES QUOTED ON THE NASDAQ AND FORM 10-C (17 CFR 249.310C)(17 CFR 240.13A-17)(17 CFR 240.15D-17)

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0191 can be found here:

Documents and Forms

Document Name Document Type

no available documents/forms check other ICs listed under this ICR

Information Collection (IC) Details

IC Title:	RULES 13A-17, AND 15D-17, REPORTS ON FORM 10-C ISSUERS OF SECURITIES QUOTED ON THE NASDAQ AND FORM 10-C (17 CFR 249.310C)(17 CFR 240.13A-17)(17 CFR 240.15D-17)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	10-C, 1811				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2,600	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	1,300	1,300
Annual IC Time Burden (Hours)	433	433
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.