Transfer Agent Registration and Amendment Form

OMB 7100-0099

OMB 7100-0099

The Securities Exchange Act of 1934 (the Act) requires any person acting as a transfer agent to register as such with the appropriate regulatory agency (ARA). The Board is the ARA for state member banks (SMBs) and their subsidiaries, bank holding companies (BHCs), savings and loan holding companies (SLHCs), and certain other subsidiaries of BHCs. Transfer agents for which the Board is the ARA must register with the Board using Form TA-1.

The latest form for Transfer Agent Registration and Amendment Form expires 2022-12-31 and can be found here.

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No material or nonsubstantive change to a currently approved collection 1990-11-20
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Revision of a currently approved collection 1981-12-10
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OMB Details

Registrations

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Form Form TA-1Transfer Agent Registration and Amendment Formwww.ffiec.gov/ffiec_report_forms.htmForm
Form www.ffiec.gov/ffiec_report_forms.htmInstruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.


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