SBIC Financial Reports

OMB 3245-0063

OMB 3245-0063

To obtain the information needed to carry out its oversight responsibilities under the Small Business Investment Act, the Small Business Administration (SBA) requires Small Business Investment Companies (SBICs) to submit financial statements and supplementary information on SBA Form 468. SBA uses this information to monitor SBIC financial condition and regulatory compliance, for credit analysis when considering SBIC leverage applications, and to evaluate financial risk and economic impact for individual SBICs and the program as a whole.

The latest form for SBIC Financial Reports expires 2021-02-28 and can be found here.

Latest Forms, Documents, and Supporting Material
All Historical Document Collections
Approved without change
No material or nonsubstantive change to a currently approved collection 2024-06-27
Approved without change
No material or nonsubstantive change to a currently approved collection 2024-04-02
Approved without change
No material or nonsubstantive change to a currently approved collection 2024-01-22
Approved without change
Revision of a currently approved collection 2023-07-20
Approved without change
Revision of a currently approved collection 2021-02-25
Approved without change
Revision of a currently approved collection 2017-10-31
Approved with change
Revision of a currently approved collection 2014-03-26
Approved without change
Revision of a currently approved collection 2010-12-30
Approved without change
Revision of a currently approved collection 2007-10-26
Approved without change
Extension without change of a currently approved collection 2004-07-28
Approved without change
Reinstatement without change of a previously approved collection 2001-05-02
Approved without change
Reinstatement without change of a previously approved collection 1998-02-03
Approved without change
Revision of a currently approved collection 1994-12-02
Approved without change
Revision of a currently approved collection 1992-12-04
Approved without change
Revision of a currently approved collection 1991-07-29
Withdrawn and continue
Revision of a currently approved collection 1990-09-07
Approved with change
No material or nonsubstantive change to a currently approved collection 1989-06-27
Approved with change
No material or nonsubstantive change to a currently approved collection 1989-06-15
Approved without change
Extension without change of a currently approved collection 1988-06-03
Approved without change
Reinstatement with change of a previously approved collection 1985-05-15
Approved without change
Reinstatement with change of a previously approved collection 1983-07-22
Approved without change
New collection (Request for a new OMB Control Number) 1981-02-27

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