Reporting of Securities Loans

OMB 3235-0788

OMB 3235-0788

Latest Forms, Documents, and Supporting Material

Document Name
88 FR 75644.pdf Supporting Statement B
Adopting Release Supporting Statement (3235-0788).pdf Supporting Statement A
RNSA: Implement and maintain infrastructure for information collection and reporting-Ongoing Burden
Reporting Agents: Systems Development and Monitoring-Ongoing Burden
Non-providing Covered Person: Systems Development and Monitoring-Ongoing Burden
Providing Covered Person: Systems Development and Monitoring-Ongoing Burden
RNSA Retention of Collected Information
RNSA: Implement and maintain infrastructure for information collection and reporting-Initial Burden
Lenders Directly Employing a Reporting Agent: Entering into a Written Agreement with a Reporting Agent
Lenders Directly Employing a Reporting Agent: Systems Development and Monitoring
Lenders not Employing a Lending Agent – Self-Providing Lenders: Systems Development and Monitoring
Reporting Agents: Record Preservation Requirement
Reporting Agents: Entering into Written Agreement with RNSA
Reporting Agents: Entering into Agreements with Non-Providing Covered Persons
Reporting Agents: Systems Development and Monitoring-Initial Burden
Non-providing Covered Person: Entering into Written Agreement with Reporting Agent
Non-providing Covered Person: Systems Development and Monitoring-Initial Burden
Providing Covered Person: Systems Development and Monitoring-Initial Burden

All Historical Document Collections

202311-3235-002 Approved without change	Existing collection in use without an OMB Control Number	2023-11-06
202203-3235-012 Comment filed on proposed rule	New collection (Request for a new OMB Control Number)	2022-03-22

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