Amendments to the National Market System Plan Governing the Consolidated Audit Trail to Enhance Data Security

OMB 3235-0781

Latest Forms, Documents, and Supporting Material

Document Name
Supporting Statement CAT Data Security (New Request-- Proposed Rule).pdf Supporting Statement A
Breach Management - Breach Notifications
Breach Management - Policies and Procedures
Secure Connectivity - Allow Listing
Data Confidentiality Policies - Examination Report
Data Confidentiality Policies - Procedures and Usage Restrictions
Data Confidentiality Policies - Identical Policies
Customer Identifying Systems Workflow - Audit Trail Report
Customer Identifying Systems Workflow - Preparation of Programmatic Access Application
Customer and Account Attributes - Regular Written Assessment
Customer and Account Attributes - Transformed Value(s)
Online Targeted Query Tool and Logging of Access and Extraction - Additional Logging
Online Targeted Query Tool and Logging of Access and Extraction - Review Monthly Reports
Non-SAW Environments - Operational Requirements (Notification)
Non-SAW Environments - Operational Requirements (Material Changes)
Non-SAW Environments - Implementation Requirements
Non-SAW Environments - Revocations
Non-SAW Environments - Determinations (Ongoing)
Non-SAW Environments - Determinations (Initial)
Non-SAW Environments - Application Materials (Ongoing)
Non-SAW Environments - Application Materials (Initial)
SAWs - Operational Requirements (Notification)
SAWs - Operational Requirements (Maintenance)
SAWs - Operational Requirements (Initial)
SAWs - Implementation Requirements
SAWs - Design Specifications (Ongoing)
SAWs - Design Specifications (Initial)
SAWs - Policies & Procedures (Ongoing)
SAWs - Policies and Procedures (Initial)
Security Working Group - Updates
Security Working Group - Attendance
Evaluation of the CISP