Rule 607 under Regulation E, Sales Material to Be Filed

OMB 3235-0747

Rule 607 under Regulation E requires small business investment companies (SBICs) and business development companies (BDCs) to file sales material used in connection with offerings under Regulation E with the Commission.

The latest form for Rule 607 under Regulation E, Sales Material to Be Filed expires 2022-10-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0747.pdf Supplementary Document
3235-0747.pdf Supplementary Document
Rule 607 (2022) Supporting Statement.pdf Supporting Statement A
Rule 607 under Regulation E, Sales Material to Be Filed

All Historical Document Collections

202206-3235-010 Approved without change	Extension without change of a currently approved collection	2022-09-02
201903-3235-019 Approved without change	Extension without change of a currently approved collection	2019-08-06
201602-3235-004 Approved without change	New collection (Request for a new OMB Control Number)	2016-05-03