The Commission is issuing an Order Granting a Conditional Exemption under the Securities Exchange Act of 1934 From The Confirmation Requirements of Exchange Act Rule 10b-10(a) For Certain Transactions In Money Market Funds. The Order would allow broker-dealers, subject to certain conditions, to provide transaction information to investors in any money market fund operating pursuant to Rule 2a-7(c)(1)(ii) of the Investment Company Act of 1940 on a monthly basis in lieu of providing immediate confirmations as required under Exchange Act Rule 10b-10(a).
The latest form for CONDITIONAL EXEMPTION UNDER THE SECURITIES EXCHANGE ACT OF 1934 FROM THE CONFIRMATION REQUIREMENTS OF EXCHANGE ACT RULE 10b-10(a) FOR CERTAIN TRANSACTIONS IN MONEY MARKET FUNDS expires 2022-04-30 and can be found here.
Document Name |
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Supplementary Document |
Supplementary Document |
Supplementary Document |
Supplementary Document |
Supporting Statement A |
Withdrawn and continue |
Revision of a currently approved collection | 2022-01-27 | |
Approved without change |
Extension without change of a currently approved collection | 2022-03-14 | |
Approved without change |
Extension without change of a currently approved collection | 2019-01-31 | |
Approved without change |
New collection (Request for a new OMB Control Number) | 2015-12-11 |