Rule 22c-1 permits a registered open-end investment company (but not a registered investment company that is regulated as a money market fund, and not including an exchange-traded fund) to use "swing pricing," the process of adjusting a fund's current net asset value per share to mitigate dilution of the value of its outstanding redeemable securities as a result of shareholder purchase and redemption activity, under certain circumstances.
The latest form for Rule 22c-1 (17 CFR 270.22c-1) under the Investment Company Act of 1940, Pricing of redeemable securities for distribution, redemption and repurchase expires 2023-03-31 and can be found here.
Document Name |
---|
Supplementary Document |
Supplementary Document |
Supporting Statement A |
Approved without change |
Extension without change of a currently approved collection | 2023-01-26 | |
Comment filed on proposed rule and continue |
Revision of a currently approved collection | 2022-12-20 | |
Withdrawn and continue |
Extension without change of a currently approved collection | 2022-11-19 | |
Approved without change |
Extension without change of a currently approved collection | 2020-01-06 | |
Approved without change |
New collection (Request for a new OMB Control Number) | 2017-01-03 | |
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2016-01-05 |