Form 1-U

OMB 3235-0722

Form 1-U is used to file current event reports by Tier 2 issuers under Regulation A, an exemption from registration under the Securities Act of 1933.

The latest form for Form 1-U expires 2021-09-30 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0722: Form 1-U filings .

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC 2915 Form 1-U Form and Instruction
Form 1-U.30 Day Federal Reigster Notice.pdf Supplementary Document
Form 1-U PRA supporting statement.2021.docx Supporting Statement A
Form 1-U 60 Day Federal Register Notice.pdf Supplementary Document
February 5, 2020 EDGAR PIA.pdf Supplementary Document
Form 1-U Form and Instruction

All Historical Document Collections

202108-3235-012 Approved without change	Extension without change of a currently approved collection	2021-09-27
201806-3235-021 Approved without change	Extension without change of a currently approved collection	2018-06-26
201505-3235-005 Approved without change	New collection (Request for a new OMB Control Number)	2015-05-06
201408-3235-014 Comment filed on proposed rule	New collection (Request for a new OMB Control Number)	2014-08-14