Form 1-K

OMB 3235-0720

Form 1-K is used to file annual reports by Tier 2 issuers under Regulation A, an exemption from registration under the Securities Act of 1933.

The latest form for Form 1-K expires 2021-10-31 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0720: Form 1-K filings .

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC 2913 Form 1-K Form and Instruction
Federal Register 30 Day Notice.pdf Supplementary Document
Federal Register 60 Day Notice.pdf Supplementary Document
Form 1-K PRA supporting statement.2021.pdf Supporting Statement A
February 5, 2020 EDGAR PIA.pdf Supplementary Document
Form 1-K Form and Instruction

All Historical Document Collections

202110-3235-014 Approved without change	Extension without change of a currently approved collection	2021-10-27
201806-3235-019 Approved without change	Extension without change of a currently approved collection	2018-06-26
201505-3235-007 Approved without change	New collection (Request for a new OMB Control Number)	2015-05-06
201408-3235-012 Comment filed on proposed rule	New collection (Request for a new OMB Control Number)	2014-08-14