Regulation SBSR (Rules 900 - 912) – Reporting and Dissemination of Security-Based Swap Information

OMB 3235-0718

OMB 3235-0718

The Dodd-Frank Act amends the Exchange Act to require the Commission to adopt rules providing for, among other things (i) the reporting of security-based swaps (“SBSs”) to a registered security-based swap data repository (“SDR”) or to the Commission; and (ii) real-time public dissemination of SBS transaction, volume, and pricing information. Pursuant to Sections 763 and 766 of Title VII of the Dodd-Frank Act, the Commission is adopting Regulation SBSR to fulfill these requirements.

The latest form for Regulation SBSR (Rules 900 - 912) – Reporting and Dissemination of Security-Based Swap Information expires 2023-02-28 and can be found here.

Latest Forms, Documents, and Supporting Material
Document
Name
Supplementary Document
Supplementary Document
Supporting Statement A
Supplementary Document
Supplementary Document
All Historical Document Collections
Approved without change
 Extension without change of a currently approved collection 2023-02-10
Approved without change
 Extension without change of a currently approved collection 2019-12-16
Approved without change
 Revision of a currently approved collection 2016-08-15
Comment filed on proposed rule and continue
 Revision of a currently approved collection 2016-04-25
Approved without change
 New collection (Request for a new OMB Control Number) 2015-03-19
Comment filed on proposed rule
 New collection (Request for a new OMB Control Number) 2014-07-10
Comment filed on proposed rule
 New collection (Request for a new OMB Control Number) 2010-12-23
OMB Details

Rule 901 - Reporting Sides

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

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