Rule 18a-2 Capital requirements for major security-based swap participants for which there is not a prudential regulator.
OMB 3235-0699
OMB 3235-0699
Rule 18a-2 establishes net capital standards and requirements for nonbank firms required to register with the SEC under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 as major security-based swap participants.
The latest form for Rule 18a-2 Capital requirements for major security-based swap participants for which there is not a prudential regulator. expires 2022-11-30 and can be found here.
Latest Forms, Documents, and Supporting Material
Document Name |
|---|
Supplementary Document |
Supplementary Document |
Supporting Statement A |
3235-0699.pdf
Rule 18a-2 - Information technology costs All Historical Document Collections
|
Approved without change |
Extension without change of a currently approved collection | 2022-09-02 | |
|
Approved with change |
New collection (Request for a new OMB Control Number) | 2019-08-26 | |
|
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2013-05-17 |
OMB Details
Rule 18a-2 Capital requirements for major security-based swap participants for which there is not a prudential regulator.
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight
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