Rule 498 permits the obligation under the Securities Act to deliver a statutory prospectus with respect to mutual fund securities to be satisfied by sending or giving a summary prospectus and providing the statutory prospectus online. In addition, the rule requires a fund to send the statutory prospectus in paper or by e-mail upon request. The summary prospectus is required to contain the key information that is included in the summary section of the statutory prospectus.
The latest form for Rule 498 under the Securities Act of 1933, Summary Prospectuses for Open-End Management Investment Companies expires 2021-03-31 and can be found here.
Document Name |
---|
Supplementary Document |
Supplementary Document |
Supporting Statement A |
Approved without change |
Extension without change of a currently approved collection | 2024-01-25 | |
Approved with change |
Extension without change of a currently approved collection | 2021-03-19 | |
Comment filed on proposed rule and continue |
Revision of a currently approved collection | 2020-11-24 | |
Approved with change |
Revision of a currently approved collection | 2020-10-23 | |
Comment filed on proposed rule and continue |
Revision of a currently approved collection | 2019-02-07 | |
Approved without change |
Extension without change of a currently approved collection | 2018-01-24 | |
Approved without change |
Extension without change of a currently approved collection | 2014-11-13 | |
Approved with change |
Extension without change of a currently approved collection | 2011-11-21 | |
Approved without change |
New collection (Request for a new OMB Control Number) | 2009-01-27 |