Rule 12h-1(f) provides an exemption from the registration requirements of the Securities Exchange Act of 1934 for compensatory employee stock options of issuers that are not required to file periodic reports under the Exchange Act and that have 500 or more option holders and more than $10 million in assets at its most recently ended fiscal year.
The latest form for Rule 12h-1(f) expires 2023-05-31 and can be found here.
Document Name |
---|
Supporting Statement A |
Supplementary Document |
Supplementary Document |
Approved with change |
Extension without change of a currently approved collection | 2023-03-22 | |
Approved without change |
Extension without change of a currently approved collection | 2020-02-24 | |
Approved without change |
Extension without change of a currently approved collection | 2016-12-06 | |
Approved without change |
Extension without change of a currently approved collection | 2013-10-29 | |
Approved without change |
Extension without change of a currently approved collection | 2010-08-27 | |
Approved without change |
Revision of a currently approved collection | 2010-04-22 | |
Preapproved |
New collection (Request for a new OMB Control Number) | 2007-07-30 |