Rule 12d1-1 Exemptions for Investments in Money Market Funds

OMB 3235-0584

Rule 12d1-1 exempts registered investment companies from the limitations in sections 12(d)(1)(A) and (B) of the Investment Company Act for investments in registered money market funds and unregistered funds operated as registered money market funds.

The latest form for Rule 12d1-1 Exemptions for Investments in Money Market Funds expires 2021-06-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
89 FR 72445 (OMB No. 3235-0584).pdf Supplementary Document
89 FR 54575 (OMB 3235-0584).pdf Supplementary Document
Supporting Statement_Rule 12d1-1 (2024).pdf Supporting Statement A
Rule 12d1-1 Exemptions for Investments in Money Market Funds

All Historical Document Collections

202406-3235-018	Extension without change of a currently approved collection	2024-09-05
202103-3235-007 Approved without change	Extension without change of a currently approved collection	2021-06-09
201801-3235-008 Approved without change	Extension without change of a currently approved collection	2018-04-24
201501-3235-002 Approved without change	Extension without change of a currently approved collection	2015-07-14
201203-3235-015 Approved without change	Extension without change of a currently approved collection	2012-04-23
200903-3235-010 Approved without change	Extension without change of a currently approved collection	2009-06-08
200611-3235-006 Approved without change	No material or nonsubstantive change to a currently approved collection	2006-11-09
200608-3235-006 Approved without change	Extension without change of a currently approved collection	2006-09-11
200310-3235-009 Approved without change	New collection (Request for a new OMB Control Number)	2003-10-07