Regulation BTR

OMB 3235-0579

Regulation BTR contains rules clarifying the operation of Section 306(a) of the Sarbanes-Oxley Act of 2002.

The latest form for Regulation BTR expires 2021-10-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Regulation BTR.SS.2021.pdf Supporting Statement A
Federal Register 30 Day Notice.pdf Supplementary Document
Federal Register 60 Day Notice.pdf Supplementary Document
Regulation BTR

All Historical Document Collections

202110-3235-008 Approved without change	Extension without change of a currently approved collection	2021-10-27
201807-3235-005 Approved without change	Extension without change of a currently approved collection	2018-07-26
201412-3235-016 Approved without change	Extension without change of a currently approved collection	2015-04-14
201202-3235-008 Approved without change	Extension without change of a currently approved collection	2012-02-13
200812-3235-018 Approved without change	Extension without change of a currently approved collection	2009-01-06
200512-3235-004 Approved without change	Extension without change of a currently approved collection	2005-12-12
200301-3235-011 Approved without change	New collection (Request for a new OMB Control Number)	2003-01-16