Form N-Q (17 CFR 249.332 and 274.130) is a reporting form used by registered management investment companies, other than small business investment companies registered on Form N-5 (“funds”), under Section 30(b) of the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.) (“Investment Company Act”) and Sections 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.). Pursuant to Rule 30b1-5 under the Investment Company Act, funds are required to file quarterly reports with the Commission on Form N-Q not more than 60 days after the close of the first and third quarters of each fiscal year containing their complete portfolio holdings.
The latest form for Form N-Q--Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company expires 2022-02-28 and can be found here.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0578: Form N-Q filings .
Document Name |
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Form and Instruction |
Supporting Statement A |
Supporting Statement B |
Approved without change |
Extension without change of a currently approved collection | 2018-11-13 | |
Approved without change |
Extension without change of a currently approved collection | 2015-12-15 | |
Approved without change |
Extension without change of a currently approved collection | 2012-11-30 | |
Approved without change |
Extension without change of a currently approved collection | 2010-03-02 | |
Preapproved |
Revision of a currently approved collection | 2009-07-21 | |
Approved without change |
Extension without change of a currently approved collection | 2007-02-15 | |
Approved without change |
Revision of a currently approved collection | 2004-03-16 | |
Approved without change |
New collection (Request for a new OMB Control Number) | 2003-01-14 |