The SEC requires this collection of information to ensure involvement of the company's board of directors in determining a research and development company's status under the Investment Company Act of 1940 and as evidence of the company's primary business activities. The respondents will be research and development companies relying on the rule.
The latest form for Rule 3a-8 under the Investment Company Act; Certain Research and Development Companies expires 2024-01-31 and can be found here.
Document Name |
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Supplementary Document |
Supplementary Document |
Supporting Statement A |
Approved without change |
Extension without change of a currently approved collection | 2023-08-14 | |
Extension without change of a currently approved collection | 2020-11-17 | ||
Approved without change |
Extension without change of a currently approved collection | 2018-01-26 | |
Approved without change |
Extension without change of a currently approved collection | 2014-11-04 | |
Approved without change |
Extension without change of a currently approved collection | 2011-11-21 | |
Approved without change |
Extension without change of a currently approved collection | 2008-12-31 | |
Approved without change |
Extension without change of a currently approved collection | 2006-01-25 | |
Approved without change |
New collection (Request for a new OMB Control Number) | 2002-12-04 |