Rule 17d-1 prohibits certain joint transactions unless an application regarding the transaction has been filed with the Commission and has been granted by order.
The latest form for Rule 17d-1 Applications regarding joint enterprises or arrangements and certain profit-sharing plans expires 2023-08-31 and can be found here.
Document Name |
---|
Supplementary Document |
Supplementary Document |
Supporting Statement A |
Approved without change |
Extension without change of a currently approved collection | 2023-03-17 | |
Approved without change |
Extension without change of a currently approved collection | 2020-07-09 | |
Approved without change |
Extension without change of a currently approved collection | 2017-04-25 | |
Approved without change |
Extension without change of a currently approved collection | 2014-03-18 | |
Approved without change |
Extension without change of a currently approved collection | 2011-04-15 | |
Approved without change |
Extension without change of a currently approved collection | 2008-05-13 | |
Approved without change |
Extension without change of a currently approved collection | 2005-06-09 | |
Approved without change |
New collection (Request for a new OMB Control Number) | 2002-05-06 |