The Securities Exchange Act of 1934, as amended by the Commodity Futures Modernization Act of 2000, established a procedure for Security Futures Product Exchanges and Limited Purpose National Securities Associations to provide notice of proposed rule changes relating to certain matters. Rule 19b-7 and Form 19b-7 implemented this procedure. Recently approved rule changes require Self-Regulatory Organizations to electronically file proposed rule changes submitted pursuant to Section 19(b)(7)(A) of the Securities Exchange Act of 1934.
The latest form for Rule 19b-7 and Form 19b-7 expires 2023-11-30 and can be found here.
Document Name |
---|
Approved without change |
Revision of a currently approved collection | 2023-10-31 | |
Approved with change |
Extension without change of a currently approved collection | 2020-09-22 | |
Approved without change |
Extension without change of a currently approved collection | 2017-09-19 | |
Approved without change |
Extension without change of a currently approved collection | 2014-06-10 | |
Approved without change |
Extension without change of a currently approved collection | 2011-05-12 | |
Approved without change |
Revision of a currently approved collection | 2008-06-26 | |
Approved without change |
Extension without change of a currently approved collection | 2008-03-12 | |
Preapproved |
Revision of a currently approved collection | 2007-03-12 | |
Approved without change |
Extension without change of a currently approved collection | 2004-08-02 | |
Approved without change |
No material or nonsubstantive change to a currently approved collection | 2001-09-28 | |
Approved without change |
New collection (Request for a new OMB Control Number) | 2001-05-18 |