Securities Act Rule 155

OMB 3235-0549

Rule 155 under the Securities Act provides safe harbors for a registered offering following an abandoned private offering, or a private offering following an abandoned registered offering, without integrating the registered and private offering in either case.

The latest form for Securities Act Rule 155 expires 2023-01-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Rule 155.Supporting Statement.2023.pdf Supporting Statement A
3235-0549.30 Day FR Notice.01-25-2023.pdf Supplementary Document
3235-0549.60 Day FR Notice.11-18-2022.pdf Supplementary Document
February 5, 2020 EDGAR PIA.pdf Supplementary Document
Securities Act Rule 155

All Historical Document Collections

202301-3235-019 Approved without change	Extension without change of a currently approved collection	2023-01-25
201911-3235-017 Approved without change	Extension without change of a currently approved collection	2019-11-21
201609-3235-006 Approved without change	Extension without change of a currently approved collection	2016-09-23
201308-3235-005 Approved without change	Extension without change of a currently approved collection	2013-08-19
201007-3235-005 Approved without change	Extension without change of a currently approved collection	2010-07-08
200706-3235-008 Approved without change	Extension without change of a currently approved collection	2007-06-09
200406-3235-009 Approved without change	Extension without change of a currently approved collection	2004-06-07
200106-3235-003 Approved without change	Extension without change of a currently approved collection	2001-06-01
200101-3235-011 Approved without change	New collection (Request for a new OMB Control Number)	2001-01-26