Rule 32a-4 (17 CFR Sec. 270.32a-4) under the Investment Company Act of 1940, "Independent Audit Committees"

OMB 3235-0530

Rule 32a-4 exempts a fund from the requirements of section 32(a)(2) of the Investment Company Act -- that shareholders ratify or reject the selection of the fund's independent public accountant -- if, among other things, the fund has an audit committee composed wholly of independent directors.

The latest form for Rule 32a-4 (17 CFR Sec. 270.32a-4) under the Investment Company Act of 1940, "Independent Audit Committees" expires 2023-07-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0530.pdf Supplementary Document
3235-0530.pdf Supplementary Document
Rule 32a-4 (2023) Supporting Statement.pdf Supporting Statement A
Investment Company Act rule 32a-4

All Historical Document Collections

202212-3235-010 Approved without change	Extension without change of a currently approved collection	2023-03-01
202002-3235-016 Approved without change	Extension without change of a currently approved collection	2020-05-20
201612-3235-030 Approved without change	Extension without change of a currently approved collection	2017-06-13
201404-3235-014 Approved without change	Extension without change of a currently approved collection	2014-06-10
201108-3235-023 Approved without change	Extension without change of a currently approved collection	2011-08-22
200807-3235-019 Approved without change	Extension without change of a currently approved collection	2008-11-17
200510-3235-005 Approved without change	Extension without change of a currently approved collection	2005-10-11
200210-3235-010 Approved without change	Extension without change of a currently approved collection	2002-10-31
199911-3235-006 Approved without change	New collection (Request for a new OMB Control Number)	1999-11-02