Rule 7d-2 requires written offering materials for any securities issued by an investment company that is not registered under the Investment Company Act of 1940 in reliance on the rule to disclose that (i) the securities are not registered with U.S. Securities and Exchange Commission and may not be offered or sold in the United States unless registered or exempt from registration, and (ii) the investment company that issued the securities is not registered with the U.S. Securities and Exchange Commission.
The latest form for Rule 7d-2 (17 CFR 270.7d-2) under the Investment Company Act of 1940, Definition of "public offering" as used in section 7(d) of the Act with respect to certain Canadian tax-deferred expires 2022-12-31 and can be found here.
Document Name |
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Supplementary Document |
Supplementary Document |
Supporting Statement A |
Approved without change |
Extension without change of a currently approved collection | 2022-09-30 | |
Approved without change |
Extension without change of a currently approved collection | 2019-10-29 | |
Approved without change |
Extension without change of a currently approved collection | 2016-07-06 | |
Approved without change |
Extension without change of a currently approved collection | 2013-11-07 | |
Approved without change |
Extension without change of a currently approved collection | 2010-11-02 | |
Approved without change |
Extension without change of a currently approved collection | 2008-01-23 | |
Approved without change |
Extension without change of a currently approved collection | 2005-06-09 | |
Approved without change |
Extension without change of a currently approved collection | 2002-05-21 | |
Approved without change |
New collection (Request for a new OMB Control Number) | 1999-04-02 |