Rule 154 permits an issuer or broker-dealer that has an obligation to deliver a prospectus to multiple persons at a single address to satisfy that obligation by delivering a single prospectus, subject to certain conditions.
The latest form for Rule 154 under the Securities Act of 1933, “Delivery of Prospectuses to Investors at the Same Address.” 17 CFR 230.154. expires 2022-04-30 and can be found here.
Document Name |
---|
Supplementary Document |
Supplementary Document |
Supporting Statement A |
Approved without change |
Extension without change of a currently approved collection | 2022-01-03 | |
Approved without change |
Extension without change of a currently approved collection | 2019-01-31 | |
Approved without change |
Extension without change of a currently approved collection | 2015-10-27 | |
Approved without change |
Extension without change of a currently approved collection | 2012-09-11 | |
Approved without change |
Extension without change of a currently approved collection | 2009-11-04 | |
Approved without change |
Extension without change of a currently approved collection | 2007-01-31 | |
Approved without change |
Extension without change of a currently approved collection | 2004-03-17 | |
Approved without change |
Extension without change of a currently approved collection | 2000-12-13 | |
Approved without change |
No material or nonsubstantive change to a currently approved collection | 1999-11-17 | |
Approved without change |
New collection (Request for a new OMB Control Number) | 1997-11-24 |