Rule 489 (17 CFR 230.489) under the Securities Act of 1933 and Form F-N

OMB 3235-0411

Rule 489 requires certain entities that are exempted from the definition of investment company by virtue of Rules 3a-1, 3a-5, and 3a-6 under the Investment Company Act of 1940 to file Form F-N to appoint a United States agent for service of process when making a public offering of securities in the United States.

The latest form for Rule 489 (17 CFR 230.489) under the Securities Act of 1933 and Form F-N expires 2021-05-31 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0411: Form F-N filings .

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC 2306 Rule 489 (17 CFR 230.489) under the Securities Act of 1933 and Form F-N Form and Instruction
3235-0411.pdf Supplementary Document
3235-0411.pdf Supplementary Document
Supporting Statement Rule 489 and Form F-N (2023).pdf Supporting Statement A
Rule 489 (17 CFR 230.489) under the Securities Act of 1933 and Form F-N Form and Instruction

All Historical Document Collections

202308-3235-009 Approved without change	Extension without change of a currently approved collection	2023-12-21
202012-3235-007 Approved without change	Extension without change of a currently approved collection	2021-03-08
201706-3235-024 Approved without change	Extension without change of a currently approved collection	2018-03-23
201410-3235-029 Approved without change	Extension without change of a currently approved collection	2015-01-21
201112-3235-002 Approved without change	Extension without change of a currently approved collection	2012-02-17
200812-3235-014 Approved without change	Extension without change of a currently approved collection	2009-05-15
200607-3235-002 Approved without change	Extension without change of a currently approved collection	2006-07-10
200306-3235-001 Approved without change	Extension without change of a currently approved collection	2003-06-06
200006-3235-008 Approved without change	Extension without change of a currently approved collection	2000-06-19
199706-3235-002 Approved without change	Extension without change of a currently approved collection	1997-06-17
199407-3235-002 Approved without change	Extension without change of a currently approved collection	1994-07-13
199110-3235-001 Approved without change	New collection (Request for a new OMB Control Number)	1991-10-24