Municipal Securities Disclosure (17 CFR 240.15c2-12)

OMB 3235-0372

Rule 15c2-12 is intended to enhance disclosure, and thereby reduce fraud, in the municipal securities market by establishing standards for obtaining, reviewing, and disseminating information about municipal securities by their underwriters.

The latest form for Municipal Securities Disclosure (17 CFR 240.15c2-12) expires 2021-11-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0372 30 Day Notice.pdf Supplementary Document
3235-0372 60 Day Notice.pdf Supplementary Document
2021 PRA Supporting Statement 09232021.docx Supporting Statement A
Issuers Annual Filing Third-Party Disclosure
Broker Dealers third party disclosure one-time burden
Municipal Securities Rulemaking Board Recordkeeping one-time burden
One-time cost for Issuers to revise continuing disclosure agreement
Issuers that use the services of a designated agent
Broker Dealers Third Party Disclosure
Issuers (failure to file notices) Third Party Disclosure
Issuers (event notices) Third Party Dislosure
Municipal Securities Rulemaking Board Recordkeeping

All Historical Document Collections

202110-3235-016 Approved with change	Extension without change of a currently approved collection	2021-11-29
201806-3235-007 Approved without change	Revision of a currently approved collection	2018-08-24
201703-3235-012 Comment filed on proposed rule and continue	Revision of a currently approved collection	2017-03-30
201409-3235-042 Approved without change	Extension without change of a currently approved collection	2015-02-26
201110-3235-016 Approved without change	Revision of a currently approved collection	2011-10-31
200908-3235-008 Preapproved	Revision of a currently approved collection	2009-09-08
200812-3235-015 Approved without change	No material or nonsubstantive change to a currently approved collection	2008-12-17
200812-3235-013 Approved without change	Revision of a currently approved collection	2008-12-16
200808-3235-002 Preapproved	Revision of a currently approved collection	2008-10-07
200610-3235-027 Approved without change	Extension without change of a currently approved collection	2007-01-16
200312-3235-014 Approved without change	Extension without change of a currently approved collection	2003-12-30
200010-3235-004 Approved without change	Extension without change of a currently approved collection	2000-10-23
199809-3235-009 Approved without change	No material or nonsubstantive change to a currently approved collection	1998-09-29
199711-3235-001 Approved without change	Extension without change of a currently approved collection	1997-11-12
199411-3235-028 Approved without change	Revision of a currently approved collection	1994-11-30
199403-3235-017 Approved without change	Revision of a currently approved collection	1994-03-18
199209-3235-011 Approved with change	No material or nonsubstantive change to a currently approved collection	1992-09-29
199204-3235-005 Approved without change	Extension without change of a currently approved collection	1992-04-27
198907-3235-001 Approved without change	New collection (Request for a new OMB Control Number)	1989-07-03

OMB Details

Issuers Annual Filing Third-Party Disclosure

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight